Legal problems when making a last will and testament.
A will is a crucial document. It establishes the testator’s wishes (the person making the will) when he or she dies. When we assist clients in preparing their will, we must watch for certain things. First, a person must have the legal capacity to prepare a will. This means that she must be aware of what she is doing. If you’ve ever met someone with Alzheimer’s, you will know what I mean. Second, he must prepare his will according to his own wishes free from influence. However, influence in this case is measured on a scale. As lawyers, we are concerned with undue influence.
In this article, I want to explore this concept of undue influence. Undue influence is a legal term. It is a form of influence that, when exerted, invalidates a will.
What is considered undue influence?
On the low end of the scale, influence does not create a problem. Most people consult with their family and possibly friends when determining how their assets should be distributed after they pass. If you talk to your spouse and together decide that you want your respective siblings to inherent your assets, you influenced the other spouse’s decision and vice versa. Obviously, this type of influence does not offend any legal principles. In fact, it shows that you invested some time deliberating about the topic.
On the other end of the scale, when a person exercises undue influence on a testator, a court can declare a will invalid. While theoretically, this seems simple enough, the practical implications are far from simple. In fact, courts have struggled over the years in drawing the line between ordinary influence and undue influence. In 2000, Justice Southing for the British Columbia court of appeal stated: “there is no more elusive doctrine of equity than that of undue influence”.
Undue influence occurs when a person is either forced, or manipulated into creating a will that reflects the influencer’s wishes rather than the testator’s. It must be so egregious that the testator did not have a choice. Courts go to great lengths to emphasize that “bad influence” does not meet the threshold.
In a recent Alberta case, Justice Renke tackled the issue. He cited a legal text (Williams and Mortimer, Executors, Administrators and Probate, (17th edition, 1993), at page 184)
“Thus undue influence is not bad influence but coercion. Persuasion and advice do not amount to undue influence so long as the free volition of the testator to accept or reject them is not invaded. Appeals to the affections or ties of kindred, to the sentiment of gratitude for past services, or pity for future destitution or the like may fairly be pressed on the testator. The testator may be led but not driven and his will must be the offspring of his own volition, not the record of someone else’s. There is no undue influence unless the testator if he could speak his wishes would say “this is not my wish but I must do it.”
So, potential beneficiaries are free to exert some influence, going as far as begging and attempting to “guilt” testators. However, potential beneficiaries actions alone are not enough to establish undue influence. The effect on the testator must also be reviewed. If the testator is a strong willed woman, and decides on her own terms that she will accommodate a beneficiary’s wishes, she can. This does not amount to undue influence.
However, if potential beneficiaries applied exactly the same type of pressure, but the testator is not a strong willed woman, then that could meet the threshold. As you can see, determining whether influence amounts to undue influence is not an easy task.
In the case discussed above, Justice Renke determined that undue influence occurred. The facts are not complicated. Theodore Kozak was a 72 year old bachelor. Prior to meeting Maryann, he had lived on a farm with his mother until she passed in 2009. He met Maryann in 2011 and entered into a relationship with her. She was 56 at the time and unemployed. Until he met her, he had never been in a serious relationship. Shortly after they met, he sold the farm and bought an acreage where they lived together.
Eventually, he re-wrote his will and changed the beneficiaries from his sister and her children to Maryann and her son. He wrote the will in contemplation of marriage, however, they never married. When Theodore died, his sister brought an application to court to have the will declared invalid.
I won’t go into the reasons for the judge’s conclusion as they are detailed (feel free to read the case starting at para. 139) but the judge determined that the relationship was one sided. The judge stated:
“On the evidence, I find that Maryann did not care for Ted, or at least not in any way consistent with a caring personal relationship, let alone a romantic relationship. She did not love him. She was her own priority. Ted was her bank.”
The judge went on to consider a number of other factors and legal principles. In the end, the judge concluded that Maryann had manipulated Theodore enough that the will represented Maryann’s wishes rather than Theodore. the judge stated:
“These wills represented not Ted’s will but Maryann’s, her desire to acquire his assets and spend his money. These wills were the result of a deliberate manipulation of Ted, 72 years old but naïve, an unhealthy man, with false promises of marriage and companionship. She drove him to do her will by twisting his hope into a goad. These Wills are therefore invalid.”
The judge wrote long and detailed reasons for his decision. He had to justify the end. The length of the decision shows how difficult these types of cases are to litigate. The trial lasted 5 days. In the end, most of the money had been dissipated while Theodore was still alive. While this amounted to a moral victory for Theodore’s sister, I suspect that the costs exceeded any benefit. Unfortunately, Theodore showed poor judgement when he first met Maryann. While Maryann certainly took advantage of him, the law cannot protect people against themselves…
Philippe Richer is President of TLR Law Group. TLR has been located in the St. Boniface neighbourhood, in Winnipeg, since 1996. The office serves the middle class and small business within the province. With a focus on estates, wills, real estate, and corporate law, he leads his team in providing accessible legal services. Philippe also authored the business law course for the Knowledge Bureau and instructed the français juridique class at the faculty of Law at the University of Manitoba.